SFC Licences of TSE Cheuk Kit 謝卓傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 04 March 2013 08 June 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 31 July 2012 08 June 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 31 July 2012 08 June 2015
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 11 April 2011 31 May 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 11 April 2011 31 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 30 June 2010 22 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 30 June 2010 22 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 30 June 2010 22 December 2010
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 18 March 2009 05 June 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 26 August 2008 05 June 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 08 May 2008 05 June 2010