SFC Licences of HU Xisha 胡錫莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	13 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	13 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	23 October 2017	13 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	23 October 2017	13 August 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	26 June 2017	17 July 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	26 June 2017	17 July 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	29 August 2013	25 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	29 August 2013	25 June 2017
UBS Securities Asia Limited	RE	1	07 June 2011	01 June 2013
UBS Securities Asia Limited	RE	1	14 May 2008	16 August 2008
UBS Securities Asia Limited	RE	2	14 May 2008	16 August 2008
UBS Derivatives Hong Kong Limited	RE	2	14 May 2008	16 August 2008