SFC Licences of CHAN Pak Long 陳栢朗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 26 April 2010 | 04 February 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 April 2010 | 04 February 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 May 2008 | 25 March 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 15 May 2008 | 25 March 2009 |