SFC Licences of LAM King Kuen 林瓊娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 May 2009 | 01 August 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 May 2009 | 01 August 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2009 | 01 August 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 May 2008 | 19 June 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 May 2008 | 19 June 2008 |