SFC Licences of CHONG Ka Man 莊嘉曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2009 | 21 May 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 May 2008 | 25 March 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 May 2008 | 25 March 2009 |