SFC Licences of PU Xueqian 朴學謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 December 2015 | 28 June 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 29 December 2015 | 28 June 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 29 December 2015 | 28 June 2016 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 14 May 2008 | 20 October 2015 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 14 May 2008 | 20 October 2015 |