SFC Licences of LO Fai 羅暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 10 June 2011 24 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 27 May 2011 24 January 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 16 May 2008 12 May 2011