SFC Licences of LO Fai 羅暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 10 June 2011 | 24 January 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 May 2011 | 24 January 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 16 May 2008 | 12 May 2011 |