SFC Licences of TAN King Aun 陳卿晏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2011 | 05 October 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2011 | 28 November 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 May 2008 | 04 March 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 16 May 2008 | 04 March 2010 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 16 May 2008 | 04 March 2010 |