SFC Licences of HO Chia-Long 何佳龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 18 February 2019 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 08 April 2015 | 07 December 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 08 April 2015 | 07 December 2018 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 16 May 2008 | 06 January 2015 |