SFC Licences of KWOK Lap Wa 郭立華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	17 December 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	17 December 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	21 January 2019	17 December 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	21 January 2019	17 December 2020
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	05 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	05 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	20 July 2018	21 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	20 July 2018	21 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	20 July 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	3	18 August 2011	13 February 2015
BOCI Securities Limited 中銀國際證券有限公司	RE	2	16 March 2009	22 January 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	4	30 May 2008	22 January 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	1	30 May 2008	22 January 2018