SFC Licences of LIAO Chia-Hui 廖家慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 15 October 2013 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 13 October 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 02 April 2009 | 13 October 2013 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 03 June 2008 | 01 February 2009 |