SFC Licences of NG Ka Wing 吳家榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yaw Kai Financial Group Limited 耀佳金融集團有限公司	RO	9	24 September 2020
Yaw Kai Financial Group Limited 耀佳金融集團有限公司	RO	4	06 March 2019
Yaw Kai Financial Group Limited 耀佳金融集團有限公司	RO	1	06 March 2019
Honor Securities (HK) Limited 匯恆證券（香港）有限公司	RO	2	16 January 2017	13 June 2017
Honor Asset Management Limited 匯恆資產管理有限公司	RE	9	30 August 2016	17 March 2017
Honor Asset Management Limited 匯恆資產管理有限公司	RE	4	30 August 2016	17 March 2017
Honor Securities (HK) Limited 匯恆證券（香港）有限公司	RO	1	04 August 2016	13 June 2017
QMIS Asset Management Limited 華亞資產管理有限公司	RE	4	30 November 2015	21 June 2016
QMIS Securities Limited 華亞證券有限公司	RO	1	02 September 2015	21 June 2016
QMIS Securities Limited 華亞證券有限公司	RE	1	04 August 2015	02 September 2015
Gong Ping Futures Limited 公平期貨有限公司	RO	2	12 September 2014	30 July 2015
Gong Ping Securities Limited 公平證券有限公司	RO	1	12 September 2014	30 July 2015
Gong Ping Futures Limited 公平期貨有限公司	RE	2	22 December 2011	12 September 2014
Gong Ping Securities Limited 公平證券有限公司	RE	1	29 March 2011	12 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	11 February 2009	05 March 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	11 February 2009	07 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	30 September 2008	01 March 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	20 May 2008	05 March 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	20 May 2008	05 March 2011