SFC Licences of NG Ka Wing 吳家榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yaw Kai Financial Group Limited 耀佳金融集團有限公司 RO 9 24 September 2020
Yaw Kai Financial Group Limited 耀佳金融集團有限公司 RO 1 06 March 2019
Yaw Kai Financial Group Limited 耀佳金融集團有限公司 RO 4 06 March 2019
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 RO 2 16 January 2017 13 June 2017
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 RO 1 04 August 2016 13 June 2017
Honor Asset Management Limited 匯恆資產管理有限公司 RE 9 30 August 2016 17 March 2017
Honor Asset Management Limited 匯恆資產管理有限公司 RE 4 30 August 2016 17 March 2017
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 30 November 2015 21 June 2016
QMIS Securities Limited 華亞證券有限公司 RO 1 02 September 2015 21 June 2016
QMIS Securities Limited 華亞證券有限公司 RE 1 04 August 2015 02 September 2015
Gong Ping Futures Limited 公平期貨有限公司 RO 2 12 September 2014 30 July 2015
Gong Ping Securities Limited 公平證券有限公司 RO 1 12 September 2014 30 July 2015
Gong Ping Futures Limited 公平期貨有限公司 RE 2 22 December 2011 12 September 2014
Gong Ping Securities Limited 公平證券有限公司 RE 1 29 March 2011 12 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 11 February 2009 05 March 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 20 May 2008 05 March 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 20 May 2008 05 March 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 11 February 2009 07 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 30 September 2008 01 March 2010