SFC Licences of BALDWIN Timothy Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 | RO | 4 | 22 March 2010 | 07 January 2018 |
ARF Investment Management (HK) Limited | RO | 4 | 20 July 2009 | 31 December 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 May 2008 | 24 December 2009 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 20 May 2008 | 31 March 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 20 May 2008 | 31 March 2009 |