SFC Licences of FOK See Chun, Christopher 霍思俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 25 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 22 January 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 18 August 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 1 18 August 2016
UBS Securities Hong Kong Limited RE 6 07 June 2012 22 March 2016
Platinum Broking Company Limited 百德能經紀有限公司 RE 1 11 November 2008 20 April 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 May 2008 19 August 2008