SFC Licences of FOK See Chun, Christopher 霍思俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 16 February 2023 | |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 11 November 2022 | |
CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 11 November 2022 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 1 | 11 November 2022 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 25 March 2022 | 11 November 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 January 2018 | 11 November 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 18 August 2016 | 16 February 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 18 August 2016 | 11 November 2022 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 22 March 2016 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 11 November 2008 | 20 April 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 May 2008 | 19 August 2008 |