SFC Licences of LU Chan Ching, Lina 盧陳晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 16 March 2015 | 16 February 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 March 2015 | 16 February 2017 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 | RE | 9 | 18 July 2013 | 31 January 2015 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 12 March 2013 | 24 June 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 March 2013 | 24 June 2013 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 20 May 2008 | 09 July 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 May 2008 | 09 July 2010 |