SFC Licences of KWOK Chi Hang 郭智恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司	RO	9	28 September 2020	10 May 2022
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RO	1	28 September 2020	10 May 2022
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司	RE	9	12 May 2020	28 September 2020
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RE	1	12 May 2020	28 September 2020
Dakin Asset Management Limited 德健資產管理有限公司	RO	9	19 March 2020	22 April 2020
Dakin Asset Management Limited 德健資產管理有限公司	RE	9	17 March 2020	19 March 2020
Dakin Securities Limited 德健證券有限公司	RO	1	23 April 2019	22 April 2020
Dakin Securities Limited 德健證券有限公司	RE	1	12 March 2019	23 April 2019
Asia Wealth Securities Limited 亞洲創富證券有限公司	RO	1	09 August 2016	07 March 2019
China Demeter Securities Limited 國農證券有限公司	RO	1	23 February 2016	13 June 2016
China Demeter Securities Limited 國農證券有限公司	RE	4	25 August 2015	13 June 2016
China Demeter Securities Limited 國農證券有限公司	RE	1	28 July 2015	23 February 2016
GEO Securities Limited 智易東方證券有限公司	RO	1	22 January 2015	20 July 2015
GEO Securities Limited 智易東方證券有限公司	RE	1	24 November 2014	22 January 2015
Bloomyears Limited 昌萬年有限公司	RO	1	01 August 2014	03 November 2014
Bloomyears Limited 昌萬年有限公司	RE	1	05 June 2014	01 August 2014
China Demeter Securities Limited 國農證券有限公司	RO	1	16 May 2014	04 June 2014
China Demeter Securities Limited 國農證券有限公司	RE	1	03 May 2013	16 May 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	22 September 2010	06 April 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	22 September 2010	06 April 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	22 September 2010	06 April 2013
Nerico Brothers Limited	RE	2	20 May 2009	13 September 2010
Nerico Brothers Limited	RE	1	21 May 2008	13 September 2010