SFC Licences of LEE Wai Kin, Dennis 李煒堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 28 March 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 21 June 2017 | 07 December 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 June 2017 | 07 December 2021 |
| BlueCrest Capital Management (Hong Kong) Limited | RE | 9 | 24 September 2014 | 19 January 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 10 November 2011 | 11 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 November 2011 | 11 April 2014 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 January 2011 | 02 September 2011 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 11 September 2008 | 02 September 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 11 September 2008 | 02 September 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 02 July 2008 | 09 August 2008 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 23 May 2008 | 09 August 2008 |