SFC Licences of KWOK Danny 郭世傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Legal & General Investment Management Asia Limited	RO	9	09 February 2021
Legal & General Investment Management Asia Limited	RO	2	16 October 2017
Legal & General Investment Management Asia Limited	RO	1	29 September 2017
Legal & General Investment Management Asia Limited	RE	9	14 June 2017	09 February 2021
Legal & General Investment Management Asia Limited	RE	1	14 June 2017	29 September 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	27 October 2011	23 May 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	9	27 October 2011	23 May 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	4	27 October 2011	23 May 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	2	27 October 2011	23 May 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	27 October 2011	23 May 2017
Halbis Capital Management (Hong Kong) Limited	RE	9	27 October 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	27 October 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	2	27 October 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	27 October 2011	31 December 2011
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	12 August 2008	22 August 2011
Macquarie Asia Securities Limited	RE	2	23 May 2008	22 August 2011
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	1	23 May 2008	24 April 2009
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司	RE	9	23 May 2008	25 September 2008