SFC Licences of LEE Yin Man 李彥文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 16 September 2013 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 16 September 2013 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 21 December 2012 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 December 2012 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 05 September 2011 | 07 December 2012 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 16 June 2008 | 07 December 2012 |