SFC Licences of CHU Yat Ming 朱日明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司	RO	9	04 January 2024
Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司	RO	4	04 January 2024
Mouette Securities Company Limited 海盈證券有限公司	RO	9	03 May 2023	31 December 2023
Mouette Securities Company Limited 海盈證券有限公司	RO	4	09 August 2022	31 December 2023
Mouette Securities Company Limited 海盈證券有限公司	RO	1	09 August 2022	31 December 2023
Mouette Securities Company Limited 海盈證券有限公司	RE	9	12 July 2022	03 May 2023
Mouette Securities Company Limited 海盈證券有限公司	RE	1	12 July 2022	09 August 2022
Glory Sun Securities Limited 寶新證券有限公司	RE	9	20 December 2016	30 June 2022
Glory Sun Securities Limited 寶新證券有限公司	RE	2	01 August 2016	30 June 2022
Glory Sun Securities Limited 寶新證券有限公司	RE	1	01 August 2016	30 June 2022
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	19 May 2011	30 April 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	19 May 2011	30 April 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	16 September 2010	15 March 2011
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司	RE	1	26 May 2008	30 August 2010