SFC Licences of HO Cho Ki 何祖祈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RE 9 19 September 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RE 6 19 September 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RO 2 16 July 2021
Silverbricks Securities Company Limited 元庫證券有限公司 RE 2 21 April 2021 16 July 2021
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RE 4 15 March 2021
Silverbricks Securities Company Limited 元庫證券有限公司 RE 1 15 March 2021
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RE 4 13 July 2016 01 March 2021
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RE 1 13 July 2016 01 March 2021
Chief Securities Limited 致富證券有限公司 RE 1 22 April 2014 09 September 2015
Chief Commodities Limited 致富期貨商品有限公司 RE 2 22 April 2014 09 September 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 18 June 2012 21 February 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012 21 February 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 21 February 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 19 April 2012 21 February 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 19 April 2012 21 February 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 19 April 2012 21 February 2014
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 16 November 2011 09 March 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 16 November 2011 09 March 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 03 May 2011 27 October 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 03 May 2011 27 October 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 03 May 2011 27 October 2011
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 12 December 2008 18 April 2011
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 26 August 2008 18 April 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 May 2008 18 April 2011