SFC Licences of LUI Wai Hung 雷偉雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 25 October 2010 | 01 April 2011 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 28 May 2010 | 13 October 2010 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 19 March 2009 | 27 November 2009 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 30 June 2008 | 06 February 2009 |