SFC Licences of MOK Ka Keung 莫家強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 5 03 November 2017 11 March 2021
Fulbright Futures Limited 富昌期貨有限公司 RE 2 03 November 2017 11 March 2021
Fulbright Securities Limited 富昌證券有限公司 RE 4 03 November 2017 11 March 2021
Fulbright Securities Limited 富昌證券有限公司 RE 1 03 November 2017 11 March 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 5 15 May 2014 30 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 15 May 2014 30 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 15 May 2014 30 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 15 May 2014 30 September 2017
Emperor Securities Limited 英皇證券有限公司 RE 4 30 June 2011 25 April 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 30 June 2011 25 April 2014
Emperor Futures Limited 英皇期貨有限公司 RE 5 30 June 2011 25 April 2014
Emperor Futures Limited 英皇期貨有限公司 RE 2 30 June 2011 25 April 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 24 February 2011 16 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 24 February 2011 16 June 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 January 2011 16 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 January 2011 16 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 29 March 2010 30 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 29 March 2010 30 December 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 10 March 2009 02 March 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 May 2008 02 March 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 May 2008 02 March 2010