SFC Licences of WU Jiaxin 吳佳鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 October 2011 | 01 December 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 29 September 2010 | 15 April 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 September 2010 | 15 April 2011 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 28 May 2008 | 22 July 2010 |