SFC Licences of WU Jiaxin 吳佳鑫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 26 October 2011 01 December 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 29 September 2010 15 April 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 September 2010 15 April 2011
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 28 May 2008 22 July 2010