SFC Licences of LAU Sze Nga 劉詩雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | RE | 1 | 02 September 2015 | 30 November 2018 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 30 September 2010 | 13 August 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 September 2010 | 13 August 2015 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 26 May 2008 | 10 September 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 26 May 2008 | 10 September 2010 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 May 2008 | 10 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 May 2008 | 10 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 May 2008 | 10 September 2010 |