SFC Licences of WANG Jian 王鍵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 02 August 2011 10 January 2012
Merrill Lynch Far East Limited RE 4 02 August 2011 10 January 2012
Merrill Lynch Far East Limited RE 1 02 August 2011 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 6 02 August 2011 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 4 02 August 2011 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 1 02 August 2011 10 January 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 27 May 2008 27 July 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 27 May 2008 27 July 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 27 May 2008 27 July 2011