SFC Licences of MALIK Osman Riaz
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 09 January 2020 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 09 January 2020 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 22 January 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 22 January 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 30 August 2018 | 22 January 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 30 August 2018 | 22 January 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 May 2008 | 31 March 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 May 2008 | 31 March 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 May 2008 | 05 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 May 2008 | 05 October 2016 |