SFC Licences of DENG Xi 鄧晞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 02 December 2016 | 02 June 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 August 2014 | 02 December 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 August 2010 | 31 May 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 February 2009 | 09 August 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 02 June 2008 | 07 June 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 02 June 2008 | 07 June 2008 |