SFC Licences of DENG Xi 鄧晞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 02 December 2016 02 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 August 2014 02 December 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 06 August 2010 31 May 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 20 February 2009 09 August 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 02 June 2008 07 June 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 02 June 2008 07 June 2008