SFC Licences of MOK Ting Fai, Ringo 莫廷輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 18 July 2023 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 12 January 2011 | 03 June 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 21 June 2010 | 24 May 2023 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 April 2009 | 21 June 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 28 May 2008 | 31 January 2009 |