SFC Licences of BATCHELOR Joseph James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 29 October 2015 | 22 March 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 October 2015 | 22 March 2018 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 July 2011 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 July 2011 | 08 January 2015 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 04 June 2008 | 29 April 2011 |