SFC Licences of IP Yung Ling 葉勇玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 15 August 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 15 August 2014 30 June 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 15 August 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 22 November 2012 03 August 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 22 November 2012 03 August 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 August 2009 10 November 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 August 2009 10 November 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 April 2009 27 July 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 April 2009 27 July 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 30 May 2008 31 July 2008