SFC Licences of IP Yung Ling 葉勇玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 August 2014 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 August 2014 | 30 June 2016 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 15 August 2014 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 22 November 2012 | 03 August 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 22 November 2012 | 03 August 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 August 2009 | 10 November 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2009 | 10 November 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 03 April 2009 | 27 July 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 April 2009 | 27 July 2009 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 30 May 2008 | 31 July 2008 |