SFC Licences of TAM Chung Yin 譚仲賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 12 March 2019 | 31 May 2020 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 28 January 2019 | 31 May 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 28 January 2019 | 31 May 2020 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 9 | 10 November 2017 | 27 July 2018 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 4 | 10 November 2017 | 27 July 2018 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 13 August 2012 | 15 March 2014 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 13 August 2012 | 15 March 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 May 2008 | 20 March 2010 |