SFC Licences of LEE Su Jin 李受珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 September 2011 | 30 June 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 26 September 2011 | 30 June 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 25 November 2009 | 06 April 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 November 2009 | 06 April 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 25 November 2009 | 06 April 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 November 2009 | 06 April 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 June 2008 | 23 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 June 2008 | 23 January 2009 |