SFC Licences of LUI Hau Nog 雷巧娥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 September 2008 | 11 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 August 2008 | 11 April 2010 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 23 June 2008 | 17 July 2008 |