SFC Licences of YEUNG See Ah 楊思雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 19 February 2016 07 April 2016
Oriental Patron Securities Limited 東英亞洲證券有限公司
RE 1 12 April 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 19 February 2016 07 April 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 14 September 2015 06 February 2016
Frontier Capital Management Limited 方達資本管理有限公司
RE 1, 4, 9 13 February 2015 17 August 2015
CLSA Futures Limited 里昂期貨有限公司
RE 2 11 June 2010 18 July 2013
CLSA Limited 中信里昂證券有限公司
RE 1 11 June 2010 18 July 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司
RE 2, 5 25 June 2009 15 March 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司
RE 1, 4 02 March 2009 15 March 2010