SFC Licences of YEUNG See Ah 楊思雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RE | 2 | 19 February 2016 | 07 April 2016 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RE | 1 | 12 April 2016 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RE | 1 | 19 February 2016 | 07 April 2016 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2 | 14 September 2015 | 06 February 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RE | 1, 4, 9 | 13 February 2015 | 17 August 2015 |
| CLSA Futures Limited 里昂期貨有限公司 |
RE | 2 | 11 June 2010 | 18 July 2013 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 11 June 2010 | 18 July 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RE | 2, 5 | 25 June 2009 | 15 March 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RE | 1, 4 | 02 March 2009 | 15 March 2010 |