SFC Licences of KHUBCHANDANI Ashwin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 August 2013 | 30 November 2015 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 May 2013 | 30 November 2015 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 September 2011 | 30 November 2015 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 | RO | 6 | 28 July 2008 | 02 October 2009 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 | RO | 4 | 28 July 2008 | 02 October 2009 |