SFC Licences of WONG Kin Sing, Allen 黃健星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 02 March 2021 | |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 | 06 April 2018 | 12 December 2020 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 4 | 09 January 2017 | 12 December 2020 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 19 July 2016 | 09 January 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 23 February 2016 | 02 July 2016 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 15 November 2010 | 07 September 2014 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 26 June 2008 | 04 November 2010 |