SFC Licences of LO Yuen Fan 羅婉芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 29 June 2009 | 21 November 2011 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 29 June 2009 | 21 November 2011 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 14 May 2009 | 26 June 2009 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 17 March 2009 | 26 June 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 17 March 2009 | 26 June 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 13 June 2008 | 13 February 2009 |