SFC Licences of LAM Tat Hung 林達鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 15 June 2023 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 07 March 2023 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2020 | 15 June 2023 |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 28 June 2011 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 May 2011 | |
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 08 July 2009 | 30 April 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 21 November 2008 | 03 July 2009 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 July 2008 | 03 July 2009 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 July 2008 | 03 July 2009 |