SFC Licences of HAKAMATA Tadashi 袴田正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 March 2011 | 11 October 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 May 2009 | 11 October 2012 |
Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 08 September 2008 | 06 May 2009 |
Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 06 June 2008 | 06 September 2008 |