SFC Licences of CHAN Siu Kay, Stanley 陳紹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 25 May 2022 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 25 May 2022 | |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 12 November 2012 | 12 May 2022 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 June 2008 | 12 May 2022 |