| Institution |
Role |
Licences |
Start date |
End date |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
|
RE |
1 |
12 June 2008 |
30 August 2008 |
China Glory Securities Company Limited 華彩證券有限公司
|
RO |
1, 2 |
22 July 2021 |
26 February 2022 |
GCINT (HK) Limited 金禧國際證券 (香港) 有限公司
|
RO |
1, 2 |
03 January 2020 |
21 June 2021 |
GCINT Asset Management Limited 金禧國際資產管理有限公司
|
RO |
4, 5 |
03 January 2020 |
21 June 2021 |
GCINT (HK) Limited 金禧國際證券 (香港) 有限公司
|
RE |
1 |
23 December 2019 |
03 January 2020 |
Parchment Investment Limited 帕加馬（香港）投資有限公司
|
RO |
1 |
08 October 2018 |
06 June 2019 |
AIF Securities Limited 亞投證券有限公司
|
RO |
1, 2, 5 |
12 October 2017 |
12 July 2018 |
AIF Securities Limited 亞投證券有限公司
|
RE |
1, 2, 5 |
05 September 2017 |
12 October 2017 |
Yue Xiu Securities Company Limited 越秀証券有限公司
|
RO |
2, 5 |
30 December 2015 |
18 August 2017 |
Yue Xiu Futures Company Limited 越秀期貨有限公司
|
RE |
2, 5 |
30 December 2015 |
18 August 2017 |
Yue Xiu Securities Company Limited 越秀証券有限公司
|
RE |
1 |
25 August 2015 |
18 August 2017 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RO |
2, 5 |
27 February 2015 |
10 August 2015 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
2, 5 |
20 November 2014 |
27 February 2015 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
1 |
20 December 2013 |
10 August 2015 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RE |
1 |
01 November 2012 |
09 December 2013 |
Guotai Junan FX Limited 國泰君安外匯有限公司
|
RE |
3 |
13 July 2011 |
09 December 2013 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RE |
2 |
06 May 2011 |
09 December 2013 |
Fulbright Futures Limited 富昌期貨有限公司
|
RE |
2 |
25 September 2009 |
02 April 2011 |
Fulbright Securities Limited 富昌證券有限公司
|
RE |
1 |
25 September 2009 |
02 April 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
3 |
31 July 2008 |
30 August 2008 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
2 |
12 June 2008 |
30 August 2008 |