SFC Licences of CHAN Shek Chuen 陳錫泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TradeGo Markets Limited RO 7 16 February 2023 26 July 2023
TradeGo Markets Limited RO 1 16 February 2023 26 July 2023
China Glory Securities Company Limited 華彩證券有限公司 RO 2 22 July 2021 26 February 2022
China Glory Securities Company Limited 華彩證券有限公司 RO 1 22 July 2021 26 February 2022
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RO 2 03 January 2020 21 June 2021
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RO 1 03 January 2020 21 June 2021
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RO 5 03 January 2020 21 June 2021
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RO 4 03 January 2020 21 June 2021
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RE 1 23 December 2019 03 January 2020
Parchment Investment Limited 帕加馬（香港）投資有限公司 RO 1 08 October 2018 06 June 2019
AIF Securities Limited 亞投證券有限公司 RO 5 12 October 2017 12 July 2018
AIF Securities Limited 亞投證券有限公司 RO 2 12 October 2017 12 July 2018
AIF Securities Limited 亞投證券有限公司 RO 1 12 October 2017 12 July 2018
AIF Securities Limited 亞投證券有限公司 RE 5 05 September 2017 12 October 2017
AIF Securities Limited 亞投證券有限公司 RE 2 05 September 2017 12 October 2017
AIF Securities Limited 亞投證券有限公司 RE 1 05 September 2017 12 October 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 5 30 December 2015 18 August 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 2 30 December 2015 18 August 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 30 December 2015 18 August 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 30 December 2015 18 August 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 25 August 2015 18 August 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 5 27 February 2015 10 August 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 2 27 February 2015 10 August 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 20 November 2014 27 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 20 November 2014 27 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 20 December 2013 10 August 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 November 2012 09 December 2013
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 13 July 2011 09 December 2013
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 06 May 2011 09 December 2013
Fulbright Futures Limited 富昌期貨有限公司 RE 2 25 September 2009 02 April 2011
Fulbright Securities Limited 富昌證券有限公司 RE 1 25 September 2009 02 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 31 July 2008 30 August 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 June 2008 30 August 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 12 June 2008 30 August 2008