SFC Licences of SHYU Li-han 徐立涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 1 | 27 February 2023 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 02 February 2023 | 27 February 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 August 2017 | 22 July 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 August 2017 | 22 July 2022 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 15 July 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 28 July 2011 | 12 February 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 June 2008 | 30 September 2009 |