SFC Licences of SHYU Li-han 徐立涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 August 2017 22 July 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 15 August 2017 22 July 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 15 July 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 28 July 2011 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 11 June 2008 30 September 2009