SFC Licences of TSE Ka Hou 謝嘉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMC Partners Limited 栢峰資本管理有限公司 | RO | 9 | 16 November 2021 | |
| CMC Partners Limited 栢峰資本管理有限公司 | RO | 4 | 16 November 2021 | |
| CMC Partners Limited 栢峰資本管理有限公司 | RO | 1 | 16 November 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 21 April 2015 | 02 September 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 April 2009 | 28 August 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 April 2009 | 28 August 2009 |
| Aberdeen International Investment Management Limited | RE | 1 | 11 June 2008 | 30 April 2009 |
| Aberdeen International Investment Management Limited | RE | 4 | 11 June 2008 | 30 April 2009 |