SFC Licences of AU Bo Shan 區寶珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Doric Capital Corporation 多利資本有限公司 RO 9 04 March 2024
Doric Capital Corporation 多利資本有限公司 RO 5 04 March 2024
Doric Capital Corporation 多利資本有限公司 RO 4 04 March 2024
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 9 14 January 2022 15 February 2023
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 4 14 January 2022 15 February 2023
Suparna Capital Management Limited 金翼資本管理有限公司 RO 9 19 August 2021 30 September 2021
Suparna Capital Management Limited 金翼資本管理有限公司 RO 4 19 August 2021 30 September 2021
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 RO 9 21 August 2019 15 November 2020
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 RO 4 21 August 2019 15 November 2020
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 9 11 June 2018 25 June 2019
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 4 11 June 2018 25 June 2019
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RE 9 23 May 2018 11 June 2018
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RE 4 23 May 2018 11 June 2018
China Point Asset Management Limited 中保資產管理有限公司 RO 9 15 August 2017 15 May 2018
China Point Asset Management Limited 中保資產管理有限公司 RO 4 15 August 2017 15 May 2018
China Point Asset Management Limited 中保資產管理有限公司 RE 9 13 June 2017 15 August 2017
China Point Asset Management Limited 中保資產管理有限公司 RE 4 13 June 2017 15 August 2017
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 9 23 December 2013 30 April 2017
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 4 23 December 2013 30 April 2017
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 1 23 December 2013 30 April 2017
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 1 19 May 2010 22 February 2013
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 9 05 November 2009 22 February 2013
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 RE 4 05 November 2009 22 February 2013
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 9 03 September 2009 27 October 2009
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 4 24 March 2009 27 October 2009