SFC Licences of WU Nanzi 伍南紫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 12 May 2016 | 23 November 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 May 2016 | 23 November 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 05 October 2010 | 09 August 2015 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 15 May 2009 | 16 November 2010 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 25 July 2008 | 12 May 2009 |