SFC Licences of LAW Tik Hong 羅迪康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 December 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 August 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 June 2019 | |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 19 January 2017 | 06 June 2019 |