SFC Licences of MAK Kai Yin 麥愷茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 9 | 15 September 2010 | 01 June 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 15 September 2010 | 01 June 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 August 2008 | 14 August 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 August 2008 | 14 August 2010 |