SFC Licences of MAK Kai Yin 麥愷茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 9 15 September 2010 01 June 2013
UBS Asset Management (Hong Kong) Limited RE 4 15 September 2010 01 June 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 19 August 2008 14 August 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 August 2008 14 August 2010