SFC Licences of LI Wai Ming 李偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 18 September 2014 03 July 2018
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 18 September 2014 03 July 2018
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 18 September 2014 03 July 2018
HSBC Investment Funds (Hong Kong) Limited RE 1 16 June 2008 23 August 2013
HSBC Global Asset Management (Hong Kong) Limited RE 9 16 June 2008 23 August 2013
HSBC Global Asset Management (Hong Kong) Limited RE 4 16 June 2008 23 August 2013
HSBC Global Asset Management (Hong Kong) Limited RE 1 16 June 2008 23 August 2013