SFC Licences of LEE James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PricewaterhouseCoopers Corporate Finance Limited | RE | 6 | 12 May 2022 | 30 September 2023 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 9 | 02 May 2012 | 08 June 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 19 October 2009 | 15 September 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 October 2009 | 15 September 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 October 2009 | 15 September 2011 |
| Sandell Asset Management Asia Limited | RE | 4 | 23 June 2008 | 18 December 2008 |
| Sandell Asset Management Asia Limited | RE | 9 | 23 June 2008 | 18 December 2008 |